Paul
Goble
Staunton, January 13 – The
continuing dominance of an imperial mentality among Russians and their failure
to consolidate as a nation reflects the fact that the Russian state became an
empire before the Russian people came together as a nation, according to
Yevgeny Anisimov, a scholar at the St. Petersburg Institute of History.
In a 3700-word essay this week,
Anisimov says that “Russian national consciousness as an integral phenomenon,
as a complex of various ideas and social feelings in the assessment of itself
and the world still has not taken shape because before Russians felt themselves
to be a nation, they recognized themselves as an empire” (asiarussia.ru/news/5718/).
“Thanks to the
powerful expansion of a despotic state, approximately from the beginning of the
16th century, a Russian empire arose and its values became the values
of the consciousness of Russian people.
The pre-imperial traditional values were then integrated and changed in
the framework of the imperial ideology, thought and politics and firmly fused
with them,” he writes.
While every
empire has “the same end,” each has its own very specific beginnings, Anisimov
argues. Russia is now exception, and the
historian points to four particular “causes” which he suggested “conditioned
the specific features of the Russian model of imperial consciousness:
First, he says
there are those reflecting the internal historical development of Russia. There, these included “the despotic and
fundamentally repressive power of the Moscow autocrats, the slavish mentality
of the people founded in serfdom, hierarchies not of vassals but of state slaves”
and the presence of “a general spirit of non-freedom.”
Second, there are
those reflecting the way in which the Moscow state was formed on the basis of a
struggle in the first instance with other Russian principalities. “The
so-called ‘unification of Russian lands around Moscow’ was in fact an
uninterrupted civil war and it became the field of battle on which were tried
many of the principles of the imperial policy of the future.”
From Moscow’s
perspective, “the imperial conquests were a continuation of the conquest of
sovereign Russian principalities, of those natural state formations on the
basis of which broke apart the archaic Kievan Rus and which in principle had a
tendency toward a stable national existence as is shown in the history of Tver,
Novgorod and Pskov.”
Third, Anisimov continues, “there is the tradition of the
medieval Russian ideology with its characteristic ideas about a certain special
role for Russia and Russians in world history – ‘Moscow is the third Rome,’ the
exceptional religious unity of Orthodoxy, the ‘right’ of Russia to ‘the
inheritance’ of Byzantium, ” ideas which have continued to this day albeit in
different forms.
And
fourth, there were those features which reflected the international and
geopolitical notions accepted more broadly in the world of “’the rules of the
imperial game,’” which posited the division of the world among great powers and
which Russia could not fail to view itself as entitled to a part of.
The
notion of the division of the world by empires dominated international
relations from the Treaty of Westphalia to Yalta in 1945, he writes. “And
Russia, like other empires as well, accepted the idea of the division of the
world into zones of rule and influence … even as it secretly dreamed about
world rule.” Without such dreams, “not a single empire could live.”
These
four factors all contributed to the formation of imperial thought among
Russians, and Anisimov traces the way in which they have continued, with new
terms taking the place of old as the Russian Empire was replaced by the Soviet
Union which was replaced by the Russian Federation but with the underlying
patterns remaining the same.
Among his many observations, these are some of the most intriguing:
Anisimov argues that these combined to make it virtually impossible for
Russians to imagine that other Slavs, such as the Ukrainians, are separate
peoples let alone that they should have separate states. Instead, for Russians,
Ukrainians are identified as Russians “who speak bad Russian.”
Moreover,
the historian argues, Russians because of their imperial consciousness have not
distinguished between what they call the ingathering of Russian lands and the annexation
of other lands because of them it is not about ethno-national identity but
about loyalty to the sovereign – and thus in Soviet times, they could even talk
about Bulgaria as “the 16th Soviet republic.”
That
failure to make distinctions and to believe it was all about political loyalty
has had two other consequences. On the one hand, Russians have insisted that
all annexations are in fact voluntary when in fact they aren’t. And on the
other, they have insisted that they are irreversible even when that has not been
the case with other empires.
Throughout
their history, Russians as an imperial people have needed “the stereotype” of
an eternal enemy, although the actual enemy has changed many times. Moreover,
they have acted often like a Europe-centric empire in that their views of their
rights to subordinate peoples of the East have never been an issue for them.
Indeed,
for Russians as for some other imperial powers, the notion that “the norms of
international law and the values of Christian ethics” should govern their
behavior over these peoples has never been accepted. Instead, they have felt
that they are quite entitled to destroy “’the wild men’” of the East.
Anisimov
also notes that “an empire is impossible without the extreme militarization of
the metropolitan center. The army is the eternal love of the empire, it is the
weapon of conquest, and it is also a model for society.” So too it has been in
Russia with its hierarchies, verticals, and governors general.
“It is
important to note,” he says, “that the movement to the East and to other parts
of the world was not driven in Russia by demographic, economic or trade
interests. They naturally played a role but they remained either secondary or
phantoms and unreal. The inertia of imperial conquests was stronger than the
voice of reason and good sense.”
One
particular feature of the Russian Empire was the elimination of borders of the
place of settlement of Russians and non-Russians” and the drive to eliminate
the differences of the latter from the former. Such desires only increased “with
the appearance of the ideas of nationalism and chauvinism,” things Russians “to
a significant decree integrated” into their imperial consciousness.
“The
ideas of Russian nationalism, which in many regards corresponded with imperial
stereotypes” were broadened to include the ideas of “world rule. In this way, “the
ideas of Russian nationalists could provide a basis for asserting the
superiority of Russians over other peoples.” But in the end, they “could not
become the doctrine of imperial conquest.”
Anisimov
points out that 1917 shook the imperial paradigm, but the Bolsheviks stopped
the disintegration of the empire and “the ideas of world revolution and ‘a
universal commune’ quickly swallowed up the first shoots of national
formations. The empire as before was gathered in and unified in correspondence
with the new ideas about ‘proletarian equality’ of all peoples.”
That notion and the proletarian “messianism” behind it
fit “easily into the framework of imperial consciousness of the past.” Under their
terms, “the center of the World Socialist Republic would be in Moscow and the
world would speak the language of Lenin, Trotsky and Stalin – that is, Russian.”
By
the 1930s, he continues, “the imperial ideas of a revanchist ‘assembly’ of
supposedly lost ‘immemorial Russian lands’” was covered with the notion of “’exporting
the revolution’” and fighting the enemies which surrounded the country.
Indeed,
Anisimov says, “’Soviet’ was a euphemism for the pre-revolutionary ‘Russian’ in
that as before it identified someone of an undefined nationality but who
clearly was attached to an ideologized empire, in this case, the Soviet Union.”
This equation happened because of the absence in both of any civil society
standing apart from the state.
At
the same time, the conviction spread among Russians that “Russia is not a
metropolitan center” and that “its colonies live better” than it does, the
basis for the view that the colonies were ungrateful and do not deserve even
what they have been given and for the idea that Russians should not be
criticized or held accountable for anything they do to them.
The
collapse of the Soviet Union “did not lead to the collapse of imperial thinking
in all its aspects.” Instead, it reinforced some of them, including the sense
of being surrounded by enemies, the view that the former colonies were
unjustifiably ungrateful, and the notion that Russia should not have to put up
with their departure if and when it has the chance to reabsorb them.
“Imperial
consciousness,” he writes, “could not come to terms with the possible
separation from Russia, after Chechnya, of other peoples. For Russian people as
before, the problem of self-identification and defining their place in the
world and in Russia remained as before sharp” and unresolved.
And
that crisis has been made worse, Anisimov says, “by the fact that the wave of
Russian nationalism which has arisen in recent years has a clearly expressed
xenophobic and fascist cast,” something that further restricts the possibility
that Russians will shift from an imperial to a national idea anytime soon.
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